A detailed overview of the SCORES registration process for SEBI intermediaries, including authentication steps and compliance obligations.
Comprehensive Guide on SCORES Registration for SEBI Intermediaries
This article serves as a comprehensive guide for SEBI intermediaries regarding the registration process under the SCORES (SEBI Complaints Redress System) framework. It outlines the authentication procedures, timelines for Action Taken Reports (ATR), and compliance obligations tied to registration.
Understanding the new framework is vital for intermediaries to effectively navigate the complaint management process and ensure timely compliance with SEBI's requirements. Intermediaries must be prepared to address complaints promptly and report back within stipulated timelines.
Legal practitioners advising clients on SEBI compliance should utilize this guide to ensure that their clients smoothly transition into the SCORES framework, maintaining effective communication and compliance with regulatory standards.
Citations
- SEBI (2026) SEBI Guide
